UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) November 7, 2008 (November 7, 2008)
Newcastle Investment Corp.
(Exact name of registrant as specified in its charter)
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| Maryland
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001-31458
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81-0559116 |
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| (State or other jurisdiction
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(Commission
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(IRS Employer |
| of incorporation)
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File Number)
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Identification No.) |
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| 1345 Avenue of the Americas, 46th Floor |
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| New York, New York
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10105 |
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| (Address of principal executive offices)
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(Zip Code) |
Registrant’s telephone number, including area code (212) 798-6100
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02. Results of Operation and Financial Condition.
On November 7, 2008, Newcastle Investment Corp. (the “Company”) issued a press release announcing
the Company’s results for its third fiscal quarter ended November 7, 2008. A copy of the
Company’s press release is attached to this Current Report on Form 8-K (the “Current Report”) as
Exhibit 99.1 and is incorporated herein solely for purposes of this Item 2.02 disclosure. This
Current Report, including the exhibit attached hereto, is being furnished and shall not be deemed
to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be
incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as
amended, or the Exchange Act, unless expressly set forth as being incorporated by reference into
such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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| Exhibit |
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Description |
99.1
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Press release, dated November 7, 2008, issued by Newcastle Investment Corp. |
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