UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 24, 2021 (December 24, 2021)
(Exact name of registrant as specified in its charter)
Maryland
(State or other jurisdiction of incorporation)
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001-31458
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81-0559116
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(Commission File Number)
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(IRS Employer Identification No.)
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10670 N. Central Expressway
Suite 700
Dallas, TX
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75231
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code (646) 585-5591
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 par value per share
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DS
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New York Stock Exchange
(NYSE)
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9.75% Series B Cumulative Redeemable Preferred Stock, $0.01 par value per share
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DS-PB
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New York Stock Exchange (NYSE)
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8.05% Series C Cumulative Redeemable Preferred Stock, $0.01 par value per share
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DS-PC
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New York Stock Exchange
(NYSE)
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8.375% Series D Cumulative Redeemable Preferred Stock, $0.01 par value per share
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DS-PD
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New York Stock Exchange
(NYSE)
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| Item 5.02. |
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
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On December 24, 2021, Lawrence A. Goodfield, Jr. notified Drive Shack Inc. (the “Company”) of his resignation as principal accounting officer of the Company, effective January 14, 2022. Mr. Goodfield’s resignation is not as a result of any disagreement with the policies, practices or procedures of the Company, including its controls or financially related matters. Michael L. Nichols,
Chief Financial Officer of the Company, will perform the functions of the Company’s principal accounting officer from the effective date of Mr. Goodfield’s resignation until a permanent successor is appointed.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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DRIVE SHACK INC.
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(Registrant)
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/s/ Nicholas M. Foley
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Secretary
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Date: December 30, 2021
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