Quarterly report pursuant to Section 13 or 15(d)

CONSOLIDATED BALANCE SHEETS

v3.5.0.2
CONSOLIDATED BALANCE SHEETS - USD ($)
$ in Thousands
Sep. 30, 2016
Dec. 31, 2015
Assets    
Real estate securities, available-for-sale $ 3,430 $ 59,034
Real estate securities, available-for-sale - pledged as collateral 663,559 105,963
Real estate related and other loans, held-for-sale, net 52,874 149,198
Subprime mortgage loans subject to call option 353,347 380,806
Investments in real estate, net of accumulated depreciation 227,327 227,907
Intangibles, net of accumulated amortization 67,738 74,472
Other investments 21,724 20,595
Cash and cash equivalents 134,289 45,651
Restricted cash 7,295 4,469
Receivables from brokers, dealers and clearing organizations 858,233 361,341
Receivables and other assets 47,123 38,546
Total Assets 2,436,939 1,467,982
Liabilities    
CDO bonds payable 0 92,933
Other bonds and notes payable 0 16,162
Repurchase agreements 831,741 418,458
Credit facilities and obligations under capital leases 114,697 11,258
Financing of subprime mortgage loans subject to call option 353,347 380,806
Junior subordinated notes payable 51,219 51,225
Dividends payable 0 8,929
Membership deposit liabilities 87,539 83,210
Payables to brokers, dealers and clearing organizations 663,456 105,940
Accounts payable, accrued expenses and other liabilities 77,292 88,939
Total Liabilities 2,179,291 1,257,860
Commitments and contingencies
Equity    
Preferred stock, $0.01 par value, 100,000,000 shares authorized, 1,347,321 shares of 9.75% Series B Cumulative Redeemable Preferred Stock, 496,000 shares of 8.05% Series C Cumulative Redeemable Preferred Stock, and 620,000 shares of 8.375% Series D Cumulative Redeemable Preferred Stock, liquidation preference $25.00 per share, issued and outstanding as of September 30, 2016 and December 31, 2015 61,583 61,583
Common stock, $0.01 par value, 1,000,000,000 shares authorized, 66,734,136 and 66,654,598 shares issued and outstanding at September 30, 2016 and December 31, 2015, respectively 667 667
Additional paid-in capital 3,172,721 3,172,370
Accumulated deficit (2,980,016) (3,057,538)
Accumulated other comprehensive income 2,785 33,297
Total Newcastle Stockholders’ Equity 257,740 210,379
Noncontrolling interests (92) (257)
Total Equity 257,648 210,122
Total Liabilities and Equity $ 2,436,939 $ 1,467,982